Compliance Officer

Responsibilities & Key Deliverables

• Corporate Governance & Compliance: Advising the board on legal duties, ensuring compliance with company law, and filing necessary documents with regulators (e.g., Companies House in the UK).
• Board & Meeting Administration: Organizing board meetings, committee meetings, and Annual General Meetings (AGMs), preparing agendas, and taking minutes
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• Statutory Records Management: Maintaining company registers (shareholder records, directors, etc.) and updating corporate records.
• Advisory Role: Providing guidance to directors regarding their responsibilities, powers, and regulatory obligations.
• Liaison & Communication: Acting as the main point of contact for stakeholders and shareholders regarding corporate governance matters

Experience

4-5 years

Industry Preferred

Finance

Qualifications

CS/CA

General Requirements

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